Saturday, July 20, 2019


MiFID II – One year on

We are close approaching the anniversary of the most anticipated regulatory change in recent year Read more:

ESMA releases EU language translations of MiFID II guidelines

The European Securities and Markets Authority has released the official translations for its MiFID II suitability requirements. Read More:

Cappitech partners with Trax to streamline MiFID II reporting

Cappitech, a provider of regulatory reporting and intelligence technology, has partnered with fellow RegTech Trax to streamline their MiFID II transaction reporting. Read More:

VTFinTech joins OpenFin to support MiFID II compliance

VTFinTech, a technology developer for portfolio management services, has joined the OpenFin platform to support the onboarding of its Parity One software at financial institutions. Read more:

Broadridge launches MiFID II reporting solution

Broadridge Financial Solutions has launched a new solution to support investment firms with their MiFID II ex-post reporting. Read More:

Thomson Reuters launches new service for new MiFID II SIs

Thomson Reuters has launched a service to help banks that have newly registered as Systematic Internalisers under MiFID II complete their first regulatory report. Read More:

Born launches new solution for buy-side MiFID II surveillance & reporting

Born Technology has launched a unified tool for MiFID II surveillance, reporting and data management. Read More:

TORA brings in Trax to meet MiFID II reporting requirements

TORA has integrated its order and execution management system (OEMS) with Trax to meet MiFID II trade and transaction reporting requirements. Read More:

Close Brothers picks Red Deer for MiFID II compliance

Close Brothers Asset Management has selected Red Deer’s Research Management solution to improve its MiFID II processes. Read More:

Solgari launches GDPR & MiFID II compliant SMS service

Solgari, a cloud communications service provider, has launched a GDPR & MiFID II compliant SMS service. Read More: