Tags Risk

Tag: Risk

Texas Securities Board Launches Second “Investigative Sweep” in Response to Recent...

Three parties accused of soliciting Texas investors with fraudulent cryptocurrency offerings have received emergency cease and desist orders as part of Texas’ “second regulatory sweep of cryptocurrency investment offerings.” Read more: crowdfundinsider

Ventiv launches new legal management solution for claim managers

Risk, insurance and claims management solution builder Ventiv Technology has released its new legal management solution. Read more: member.fintech.global

Cashplus bolsters audit & risk teams with new hires

Cashplus, a UK-based challenger bank, has bolster its team by hiring an operations risk director, a new head of audit and a new CTO. Read More: regtechanalyst.com

AcadiaSoft integrates first buy-side & phase 3 firms into hub

AcadiaSoft, a provider of risk and collateral management services for the non-cleared derivatives, has announced the integration of first buy-side firm, phase 3 firms into its hub. Read More: regtechanalyst.com

LightPoint raises Series A from Citco and Ares

LightPoint Financial Technology, a trading and risk platform, has closed its Series A on an undisclosed amount. Read more: fintech.global

DMS Governance leverages Fund Recs

DMS Governance, a provider of fund governance, risk and compliance, has gone live with Fund Recs cash and position reconciliation modules. Read More: regtechanalyst.com

TradingScreen partners with Imagine Software

TradingScreen has partnered with Imagine Software, which offers real-time portfolio, risk, and compliance management solutions. Read More: regtechanalyst.com

SmartStream launches QA testing for collateral management

SmartStream Technologies has launched Quality Assurance (QA) testing as a service for its collateral management solution. Read More: regtechanalyst.com

GAN Integrity and Control Risks launch due diligence solution

GAN Integrity has partnered with Control Risks to launch a new third-party due diligence solution to help compliance teams manage third-party risk. Read More: regtechanalyst.com

Charles River partners with Broadridge to reduce risk

Charles River Development has partnered with Broadridge Financial Solutions to help its clients reduce risk and improve productivity. Read More: regtechanalyst.com